For Addenda Capital, meeting the highest compliance standards is a key element of a good governance. Every year, all employees must therefore renew their adherence to Addenda Capital’s Code of Ethics and Professional Conduct, which follows the standards laid out in the CFA Institute Asset Manager Code of Conduct.
To reach this goal, Addenda Capital has also formed an independent compliance team that reports directly to the President & Chief Executive Officer and reports regularly to the Board of Directors. Led by the Chief Compliance Officer, the team ensures compliance with client investment directives, internal policies and regulatory standards.
Addenda Capital is registered in every Canadian province and with the SEC.
Code of Ethics and Professional Conduct
Trade Matching Statement
Process: Treatment of Client Feedback Regarding the Accessibility Act